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Securities and Exchange Commission

New Rule and Sundry Amendments to the Rules and Regulations of the Commission as at 22 November 2017 - BATCH B

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Author
Securities and Exchange Commission
Year
2017
Pages
10 pages

This document introduces rules for revenue bonds issued by states, local governments, and government agencies, including approval disclosures, project revenue pledges, escrow arrangements, inspections, fund flows, and asset safeguards. It also amends requirements concerning unclaimed monies, electronic dividend payments, registrar duties and penalties, employee conduct,…

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